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The
Israel Koschitzky Virtual Beit Midrash
Yeshivat Har Etzion
INTRODUCTION TO THE PHILOSOPHY OF RAV SOLOVEITCHIK
by Rav Ronnie Ziegler
LECTURE #18b: "The Lonely Man of Faith" (Continuation)
Part 4 - A Perpetual Dialectic
(Continuation of lecture 18a.)
HALAKHIC TELEOLOGY
At the end of his book The Halakhic Mind, Rav Soloveitchik has the harshest
words for Rambam's attempt at formulating a teleology of Halakha. ("Teleology"
is an explanation of a phenomenon in terms of its ultimate purpose, derived
from the Greek word telos, meaning goal.) The Rav takes the halakhic system
as a given which does not need to be justified in other terms. Accusing
the Rambam (in The Guide of the Perplexed, not in the Mishneh Torah) of
trying to make Halakha adhere to values derived from an external philosophical
system, thus turning it into merely a means to attain some philosophically-determined
end, the Rav counters that Halakha is autonomous and must be understood
in its own terms. Its values must be derived from a study of its norms,
thereby learning our philosophy FROM Halakha. As we have seen in previous
shiurim, the Rav discovered a basic pattern underlying various halakhic
norms: the idea of catharsis, consisting of a dialectic of advance and
retreat, the latter purifying the former. (See Reference #4 for an example.)
In "The Lonely Man of Faith," the Rav offers his own teleology
of Halakha, finding it to lie precisely in the attainment of catharsis:
"If one would inquire of me about the teleology of the Halakha,
I would tell him that it manifests itself exactly in the paradoxical yet
magnificent dialectic which underlies the halakhic gesture." (p.82)
(See also Reference #5.) God summons man to live both a majestic and
a covenantal life, and by adhering to Halakha man can answer both of these
calls. This can be understood in two ways, both of which receive expression
in "The Lonely Man of Faith."
A) Although the realms of majesty and covenant remain conceptually distinct
and even incompatible, Halakhic living provides a practical means of meeting
God's dual demands. Analogously, the Rav writes in "Majesty and Humility"
(p. 26):
"[Halakha] did not discover the synthesis [between majesty and
humility], since the latter does not exist. It did, however, find a way
to enable man to respond to both calls."
This is an example of a broader phenomenon which also can be said to
constitute the telos of the halakhic system according to the Rav. In his
understanding, Halakha's goal is to help man take constructive action in
the face of dichotomous demands and insoluble problems, without necessarily
overcoming the conceptual dichotomies or solving the dilemmas. (For an
example, see Reference #6.) According to this reading of "The Lonely
Man of Faith," Halakha provides a practical means of negotiating the
unavoidable tension between the positions of Adam I and Adam II, without
reaching a synthesis between these two approaches.
B) Alternatively, we can regard Halakha as a unifying and even harmonizing
force. Its telos is ultimately to unite the natural and the spiritual in
man, not merely to provide a roadmap for an endless oscillation between
contradictory modes of being. It enables man to live an integrated existence:
a this-worldly life suffused with sanctity. This chord is more dominant
in "U-vikkashtem Mi-sham," as exemplified in the following passage:
"[B]y sanctifying the physical, [Halakha] creates a unified psycho-somatic
["psyche" = spirit, "soma" = body] individual who serves
his Creator with both his spirit and his body and elevates the animal [in
him] to the heights of eternity." (p.215)
Similarly, the goal of "Halakhic Man" is to bring kedusha
down into this world. As we shall see when we study that book, Halakhic
Man sees no inherent problems in fulfilling this task, nor does he live
a life of dialectical tension.
TENSION AND HARMONY
To summarize: Halakha can be seen either as a means to negotiate an
irreconcilable dialectic (as in "Majesty and Humility") or as
an ultimately unifying force (as in "U-vikkashtem Mi-sham").
Both of these notions receive expression in "The Lonely Man of Faith."
How can this be? I think we can gain insight from a very significant footnote
(at the end of Chapter 8):
"Maimonides distinguishes between two kinds of dialectic: (1) the
constant oscillating between the majestic and the covenantal community;
(2) the simultaneous involvement in both communities, which is the highest
form of dialectical existence and which, according to Maimonides, only
Moses and the Patriarchs achieved. See Yesodei Ha-Torah 7:6..." (pp.87-88)
This distinction can answer two questions we have raised.
1) The Telos of Halakha:
According to the first kind of dialectic described by the Rambam ("constant
oscillating"), Halakha is a practical response to an unending, insoluble
tension. According to the second ("simultaneous involvement"),
Halakha is a unifying or harmonizing force.
2) The Nature of the Adam I / Adam II Dialectic:
I pointed out above that the Rav generally portrays the dialectic between
majesty and covenant in terms of conflicting movements, while on page 83
he describes it as a complementary gesture. Now we can see that these two
portrayals reflect the two types of dialectic cited by the Rambam. The
first requires constant oscillation, since the two modes of living are
seen to be contrasting and therefore they cannot easily abide together.
The second, higher dialectic allows "simultaneous involvement in both
communities" because the two are now perceived as being complementary.
"U-vikkashtem Mi-sham" describes a similar progression of perception:
the "natural" and the "revelatory" are first seen as
contradictory, then as complementary, and finally they are united.
The continuation of this footnote makes an important point about the
higher mode of dialectic:
"Maimonides is more explicit in the Moreh III:51 ... 'When we therefore
find [the Patriarchs] also engaged in ruling others, in increasing their
property and endeavoring to obtain possession of wealth and honor, we see
in this fact a proof that when they were occupied in these things their
bodily limbs were at work while their heart and mind never moved away from
the name of God...' In other words, the Patriarchs were builders of society,
sociable and gregarious. They made friends with whom they participated
in the majestic endeavor. However, axiologically [= in terms of values],
they valued only one involvement: their covenantal friendship with God.
The perfect dialectic expresses itself in a plurality of creative gestures
and, at the same time, in axiological monoideism." (p.88)
This significantly modifies our perception of the relation between Adam
I and Adam II. No longer are they on equal footing; no longer do they constitute
equal and opposite poles of a dialectic. Rather, "The perfect dialectic
expresses itself in a plurality of creative gestures and, at the same time,
in axiological monoideism." This means that although a person should
engage in different spheres of activity, he should adopt only one set of
values - and these are the values of Adam II. Only they are of ultimate
significance: "[A]xiologically, they valued only one involvement:
their covenantal friendship with God."
When Adam I is uninformed by the values of Adam II, he does not factor
God into all of his considerations. (Recall that God is not a member of
the Adam I natural work community.) Nevertheless, his existence has religious
significance because it expresses his tzelem Elokim and manifests dignity,
even if he is not directly motivated by a divine command. But while the
ACTIONS of Adam I have religious worth, Adam I is not a religious PERSONALITY
because he is not interested in cultivating a personal relationship with
God.
When a person participates in the majestic realm in consonance with
the higher mode of dialectic, it is with the self-conscious intention of
fulfilling God's will. Whether engaged in politics oin prayer, one must
poa constant awareness of being involved in avodat Hashem - which is a
value of Adam II. This is not to say that we totally reject the values
of Adam I. Man's involvement in the cultural domain is not optional - it
is mandated by God, and is crucial to Jewish spirituality, which, as we
have explained, is rooted in this-worldly existence. Furthermore, as we
shall see especially in Halakhic Man and "U-vikkashtem Mi-sham,"
Judaism assigns great importance to human creativity and autonomy (which
are Adam I categories) - but these should ideally be incorporated into
one's avodat Hashem. In short: one must always keep in mind that nothing
is more important than his relationship with God, and must gear all of
his actions accordingly.
We must remember, however, that according to the Rambam, this ideal
of perpetual engagement with God was attained by only four individuals
in the course of Jewish history. Similarly, Rav Soloveitchik assigns the
ultimate overcoming of the dialectic, resolving all contradictions and
filling the world with harmony, to the realm of an eschatological vision
(p.87). However, he claims elsewhere, we can begin to fulfill the eschatological
vision while still in this world:
"Devekut [the pinnacle of religious achievement attained by unifying
man's creativity and autonomy with his absolute religious commitment],
which essentially is an eschatological vision... begins to be realized
even within this divided and fragmented world and in the actual life of
flawed and solitary man. Judaism always recognized the continuity of temporal
and eternal existence, of a world struggling for its existence and a redeemed
world, of a polluted world and a world which is completely pure and good."
("U-vikkashtem Mi-sham," p.189)
The vision of unity cannot be fully realized before the messianic era,
but it can at least point out a direction to us. Perhaps the Rav is saying
that although most of us are fated to live in a world of dichotomies and
dialectical oscillation, we must strive to the extent of our ability to
approach the ideal of unifying the different aspects of our existence.
To conclude, what is most novel about Rav Soloveitchik's theory of the
two Adams? I would highlight two points:
1) Adam I's existence is willed by God and therefore his actions have
religious value.
2) Nevertheless, Adam II is independent of Adam I and is
ultimately more significant. Religion is not subservient to culture; it
is a primordial force which has no need to legitimize self in other terms.
This will be the focus of the next three lectures.
FOR FURTHER REFERENCE
1) AFFIRMATION OF THIS-WORLDLY EXISTENCE: See lecture #8. This is also
a major theme in Halakhic Man.
After writing this lecture, I came across an excellent book which contains
an extended analysis of Rav Soloveitchik's views concerning the relationship
between religion (Adam II) and culture (Adam I), and the this-worldly attitude
of Judaism: The Jewish Idea of Culture, by Rav Sol Roth (Ktav, 1997). Much
of the book focuses on "The Lonely Man of Faith."
2) BLESSINGS: It has long been noted that in our recitation of
blessings, we switch in mid-berakha from addressing God in the second person
("Barukh ata") to addressing Him in the third person ("asher
kidishanu be-mitzvotav," instead of "asher kidashtanu be-mitzvotekha").
In a footnote here (p.80), Rav Soloveitchik attributes this change to "man's
dialectical see-sawing between the cosmic and the covenantal experience
of God." Note, however, that in "U-vikkashtem Mi-sham" (p.178)
he attributes this switch to the dialectic of ahava and yira, love and
fear of God.
3) THE DEFINITION OF CATHARSIS (quoted from lecture #6): The dialectic
of advance and recoil, of victory and defeat, is built into the structure
of man's existence and constitutes the essence of halakhic living. On the
one hand, God desires that man move forward and attain mastery over his
surroundings. On the other hand, from time to time man must halt his headlong
rush towards triumph and success, and be willing to retreat, to be defeated
by a higher authority.
"The movement of recoil redeems the forward-movement, and the readiness
to accept defeat purges the uncontrollable lust for victory." ("Catharsis,"
p.37)
In other words, left to itself, man's desire for victory can be merely
an expression of his egocentric interests and self-aggrandizement. His
forward-movement can be regarded as a response to divine mandate only if
he is willing to curtail it when God so demands. In this way, not only
is his retreat sanctified, but so is his advance.
4) AN EXAMPLE OF CATHARSIS (quoted from lecture #8): According to the
Rav, God does not desire that man live an otherworldly ascetic existence,
nor does He wish for man to adopt an ethereal and abstract spirituality.
Rather, God wants man to lead a full and enjoyable natural life. However,
he must instill it with meaning and direction, thus grounding his spirituality
in his concrete life. For example, if unrestrained and unredeemed, the
sexual act can be brutish and dehumanizing. Man succumbs to a frenzy of
primitive passions and treats his sexual partners as things, as mere means
to fulfill his desire. However, within the framework of marriage (and at
the permitted times), sexuality becomes something beautiful and sacred.
Hedged in by prohibitions, it turns into an act conforming to God's will.
Between husband and wife, it expresses love and commitment (which are also
desired by God). Furthermore, it actually becomes a vehicle for fulfilling
mitzvot, such as procreation ("peru u-revu") and the obligation
of conjugal relations (onah). Thus, one's physical life becomes the fountainhead
of kedusha.
5) CATHARSIS IS THE TELOS OF HALAKHA: Several statements in articles
we have already read also point in this direction. For example, in "Catharsis"
(p.42), the Rav writes:
"[Biblical heroism] is perhaps the central motif in our existential
experience... The individual, instead of undertaking heroic action sporadically,
lives constantly as a hero."
As the Rav explains there, infusing all of one's life with heroism means
living in accordance with Halakha, with its perpetual dialectic of bold
advance and humble retreat. Since "the central motif in our existential
experience" is halakhic heroism, i.e. cathartic action, catharsis
would seem to constitute the telos of the halakhic system.
In a related fashion, at the end of "Catharsis" Rav Soloveitchik
designates catharsis as God's central demand of man. Paraphrasing Micha
6:8, he writes (p.54):
"He showed thee, man, what is good, and what doth the Lord require
of thee, but to move forward boldly, to triumph over and subdue thy environment,
and to retreat humbly when victory is within thy grasp."
Likewise, "U-vikkashtem Mi-sham" is full of statements to
the effect that the goal of Halakha is to unite man's "natural consciousness"
with his "revelatory consciousness."
6) HALAKHA AS A RESPONSE, NOT A SOLUTION, TO INSOLUBLE PROBLEMS (quoted
from lecture #5): For example, in "Kol Dodi Dofek," Rav Soloveitchik
states that philosophic solutions to the problem of evil and suffering
are inadequate at both an intellectual level (because of man's finite intellect)
and at an emotional level (because they deny the legitimacy of man's experience
of suffering). The Halakha, on the other hand, provides a practical response
to this insoluble intellectual and experiential question, through the mandate
of repentance in response to suffering. Repentance enables man to take
cathartic, therapeutic action in response to adversity, thereby turning
a potentially destructive experience into a redemptive one. By responding
in a constructive manner, one maintains his dignity in the face of absurdity;
instead of being buffeted by blind forces, he "takes control"
of the situation by creating (i.e. self-creation, which is the essence
of repentance).
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